Transactions

has been acquired by
Acted as exclusive financial advisor to CDTA
has been acquired by
Acted as exclusive financial advisor to Survox
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has acquired
from
Acted as exclusive financial advisor to Arcam, AB, a GE Additive Company
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has been acquired by
Acted as exclusive financial advisor to Citizen
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has been acquired by
Acted as exclusive financial advisor to Dashboard Dealership Enterprises
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has been acquired by
Acted as exclusive financial advisor to Ctuit
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has been acquired by
Acted as exclusive financial advisor to Blab
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has been acquired by
Confidential
Acted as exclusive financial advisor to generation-E Technologies
has been acquired by
Acted as exclusive financial advisor to Brand Karma
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has been acquired by
Acted as exclusive financial advisor to Innovasic
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has been acquired by
Acted as exclusive financial advisor to Idea Couture
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has been acquired by
Acted as exclusive financial advisor to Damballa
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Managed the strategic sale of Entwine to Exton Electronics
The undersigned acted as financial advisor to Entwine, LLC and Entwine, AG
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Advised on financing in the form of a convertible note
Advised on Seed financing
Advised GreyRock Energy on Series B financing
Undisclosed Public Company
has aquired
initiated the transaction and acted as exclusive M&A advisor to Maetta Sciences, Inc.
SEK 259, 191, 464
has divested its entire holdings in
Initiated the transaction on behalf of Industrifonden
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has been acquired by
Acted as sole M&A Advisor to Triune Systems
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$8.8 million Series B Financing
Acted as financial advisor to Blab Inc.
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has acquired
has acquired
Acted as exclusive financial advisor to Arcam AB
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Managed the strategic sale of Gyft to First Data
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Managed the strategic sale of Sensor Platforms to Audience
Acted as exclusive financial advisor to Sensor Platforms
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has acquired the
division from
Acted as exclusive financial advisor to Arcam AB
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has entered into a strategic transaction with
regarding
The undersigned initiated the transaction and acted as exclusive financial advisor to Montefiore
Managed the divestiture of TigerLogic Corporation;s MDMS business to Rocket Software
Acted as exclusive financial advisor to TigerLogic Corporation
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Managed the strategic sale of the ZOOB construction toy line from Infinitoy, Inc. to Propel Equity Partners
Acted as exclusive financial advisor to Infinitoy, Inc.
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Advised on Series A financing
Provided strategic advisory services for Renewable Energy Group
Acted as advisor to REG
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Has entered into a Strategic Alliance including a Minority Investment and Option to acquire, with
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Provided valuation advisory services for Demotic
Acted as exclusive financial advisor to Demotix
$6,220,000,000
Kinder Morgan Energy Partners, LP.
(NYSE: KMP)
has aquired 100% of the Tennessee GAs Pipeline and 50% of the El Paso Natural Gas Pipeline from
(NYSE: KMI)
A NewCap Prinicipal served as an independent board member of and acted as a principal for KInder Morgan Energy Partners, L.P. in this transaction.
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Managed the strategic sale of Moonfruit to Yell Group
Acted as exclusive financial advisor to Moonfruit
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CLIENT CONFIDENTIAL
Advised a medical device company on a strategic partnership and financing
Acted as exclusive financial advisor to the company
has completed a series C equity financing led by
Acted as exclusive financial advisor to Godengo, Inc.
has acquired
Acted as exclusive financial advisor to Godengo, Inc.
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Placed a venture debt facility led by Costella Kirsch
Acted as exclusive financial advisor to Coyuchi, Inc.
Managed the strategic sale of Multigig to Analog Devices
Acted as exclusive financial advisor to Analog Devices
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Managed the strategic sale of Apere to Citrix Systems
Acted as exclusive financial advisor to Apere
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Managed the strategic sale of Method to GlobalLogic
Acted as exclusive financial advisor to and was a principal investor in Method
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Provided a fairness opinion for the interest of the Preferred Shareholders on behalf of the Board of Directors
Acted as exclusive financial advisor to Renewable Energy Group
Managed the strategic sale of Photon, Inc. to Ophir Optronics
Acted as exclusive financial advisor to Photon, Inc.
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Managed the strategic sale of i-cubed to EADS
Acted as exclusive financial advisor to i-cubed, Inc.
Managed the strategic sale of Ravenflow to Versata
Acted as exclusive financial advisor to Ravenflow
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Managed the strategic sale of Celestial Semiconductor to Cavium Networks
Acted as exclusive financial advisor to Celestial Semiconductor
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(NASDAQ: VAR)
has sold the assets of TVT, Ltd., a U.K. subsidiary, to
(HYSE: HRS)
A NewCap Prinicipal acted as exclusive strategic advisor to Varian Associates, Inc. and managed this transaction
Advised the Board of Directors on its acquisition of MindingYourBusiness
Acted as exclusive financial advisor to MindingYourBusiness
Advised on $3.6 million Series A financing led by Reed Elsevier
Acted as exclusive financial advisor to Tolven, Inc.
Managed the strategic sale of certain assets of CodeSoucery to Mentor Graphics
Acted as exclusive financial advisor to CodeSoucery
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Managed the acquisition by REG of a biodisel facility from ARES Corporation, which concurrently invested $8 million in REG
Acted as exclusive financial advisor to Renewable Energy Group
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Advised Flip Clip Technology LLC/Hairagami on its strategic partnership and licensing deal with Conair
Acted as exclusive financial advisor to Hairagami
Managed the strategic sale of Storage Genetics to Micron
Acted as exclusive financial advisor to Storage Genetics
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Managed the stratetic sale of Pericom Technology to Pericom Semiconductor Corporation
Acted as exclusive financial advisor to PTI
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Managed the strategic sale of Tellurian Biodiesel to REG
Acted as exclusive financial advisor to Tellurian Energy Group
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Managed the sale of the audio business assets of GTronix to National Semiconductor
Acted as exclusive financial advisor to GTronix
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Advised on a private debt placement
Acted as exclusive financial advisor to Color Spot Nurseries
Managed the $100 million strategic sale of 3Tera to CA
Acted as exclusive financial advisor to and was a priniciple investor in 3Tera
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Managed the divestiture of AmberWave assets related to its CMOS division to an undisclosed buyer
Acted as exclusive financial advisor to AmberWave
Managed the strategic sale of Allegiance Hospice Group to Sun Healthcare Group
Acted as exclusive financial advisor to Allegiance Hospice Group
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Managed the strategic sale of One World Partners to BCD Meetings and Incentives
Acted as exclusive financial advisor to One World Partners
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Managed the sale of Lumetra subsidiary, IntegriGuard, to HMS Holdings
Acted as exclusive financial advisor to Lumetra
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AirMagnet to Fllike Networks
Acted as exclusive financial advisor to AirMagnet
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Provided financial advisory services regarding holdings in REG
Acted as exclusive financial advisor to West Central Cooperative
Provided valuation advisory services to Bubba Gump Shrimp Co.
Acted as exclusive financial advisor to Bubba Gump Shrimp Co.
has been acquired by
which has rebranded it as
A principal of NewCap acted as exclusive financial advisor to Bones In Motion
Rendered a Fairness Opinion related to the creation of Here Media
Acted as financial advisor to PlanetOut
Provided valuation advisory services regarding American Italian Pasta Company
Acted as exclusive financial advisor to Pomerantz Grossman Hufford Dahlstrom & Gross LLP
Advised social media analytics software company regarding strategic and financial issues
CLIENT CONFIDENTIAL
Managed the secondary sale of founder's equity for an email marketing provider
Acted as exclusive financial advisor to the seller
Managed the acquisition of Carmichael's by Sunlink
Advised on a $47 million credit facility provided by Chatham Capital Partners
acted as exclusive financial advisor to SunLink Health Systems
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Managed a private equity financing led by Leaf Clean Energy
Acted as exclusive financial advisor to Greenline Industries
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Managed the strategic sale of Event Rentals 2 to Classic Party Rentals
Acted as exclusive financial advisor to Event Rentals 2
Managed a $3 million Series B Preferred Stock financing
Acted as exclusive financial advisor to 3Tera
Managed the strategic sale of Solid to IBM
Acted as exclusive financial advisor to Solid Information Technology
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Managed the strategic sale of Cheskin to WPP Group
Acted as exclusive financial advisor to Cheskin
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Managed the sale of Healthcare Management Services Organization and Independent Physician Groups
Acted as exclusive financial advisor to Primary Provider Management Company
Managed the strategic sale of Cedar Hill to Arthur J. Gallagher & Co.
Acted as exclusive financial advisor to Cedar Hill
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Provided strategic and financial advisory services
Acted as exclusive financial advisor to Method
Managed an $8 million structured equity financing from Bison Capital
Acted as exclusive financial advisor to Precision Assessment Technology Corporation
Managed the private placement of Preferred Stock
In conjunction with Sierra Asia Partners, acted as exclusive financial advisor to Tang Energy
$549,000,000
Kinder Morgan Energy Partners, LP.
(NYSE: KMP)
has acquired the TransMountain Pipeline System from KinderMorgan
(NYSE: KMI)
A NewCap Prinicipal served as an independent board member of and acted as a principal for Kinder Morgan Energy Partners, L.P. in this transaction.
Managed the strategic sale of Kefta to Acxiom
Acted as exclusive financial advisor to Kefta
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Provided strategic and financial advisory services
Acted as financial advisor to Canadian Bioenergy Corporation
Managed the private placement of founder shares in the recapitalization of Elephant Pharmacy
Acted as exclusive financial advisor to Elephant Pharmacy
Managed the Series A Preferred Stock Issuance Joint Venture with New Century Entertainment
In conjunction with Sierra Asia Patters, acted as financial advisor and consultant to Nederlander
Managed the strategic sale of Accipiter to aQuantive
Acted as exclusive financial advisor to Accipiter
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Managed a $100 million equity financing and strategic agreements
Acted as exclusive financial advisor to Renewable Energy Group
Advised ClickTracks on its strategic merger with J.L. Halsey
J.L. HALSEY
Acted as exclusive financial advisor to ClickTracks
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Managed a $77 million equity financing led by Beecken, Petty, O'Keefe & Company
Beecken, Petty, O'Keefe & Company
Acted as exclusive financial advisor to Take Care
Managed the strategic sale of Steam Cuisine to Taylor Farms
Acted as exclusive financial advisor to Steam Cuisine
Managed a $11 million Series C Preferred Stock offering
Acted as exclusive financial advisor to NitroSecurity
Arranged senior loan facilities with Comerica Bank
Acted as exclusive financial advisor to Precision Assessment Technology Corporation
In conjunction with its recapitalization, arranged senior debt facility with California Bank & Trust
Acted as exclusive financial advisor to Innovative Interfaces
Managed an $8 million financing and share exchange
Acted as financial advisor to UpSnap
Managed a $25 million equity financing led by Welsh, Carson, Anderson & Stowe
Welsh, Carson, Anderson & Stowe
Acted as exclusive financial advisor to MemberHealth
Managed the strategic sale of Teleo to Microsoft
Acted as exclusive financial advisor to Teleo
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Managed a $45 million equity and mezzanine debt financing led by Belvedere Capital Partners
Acted as exclusive financial advisor to Hometown Commercial Capital
Managed the strategic sale of Emerald Health Network to Interplan Health Group
Acted as exclusive financial advisor to Emerald Health Network
Managed the purchase of certain wind farm development assets from Vestas
Acted as exclusive financial advisor to Acciona
Managed the strategic sale of Urchin to Google
Acted as exclusive financial advisor to Urchin
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$42,000,000
Trikon Technologies, Ltd.
(NASDAQ: TRKN)
has merged with
Aviza Technologies, Inc.
(NASDAQ: AVZA)
A NewCap Principal acted as exclusive financial advisor to Supercritical Systesms, Inc. and managed this transaction
Managed the strategic sale of certain Curves.com assets to Curves International
Acted as exclusive financial advisor to Curves.com
Managed the strategic sale of Grand Floor Designs to Home Depot
Acted as exclusive financial advisor to Grand Floor Designs
Managed the strategic purchase of Mentat for $20 million by Packeteer
Acted as exclusive financial advisor to Packeteer
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Managed a $20 million Series E Preferred Stock financing led by Oak Investment Partners
Acted as exclusive financial advisor to CareMedic Systems
$275,000,000
Kinder Morgan Energy Partners, LP.
(NYSE: KMP)
has acquired TransColorado Gas Transmission Company LLC, a subsidiary of
(NYSE: KMI)
A NewCap Principal served as an independent board member of and acted as a principal for Kinder Morgan Energy Partners, L.P. in this transaction.
Managed the strategic sale of Made In Nature to Dole
Acted as exclusive financial advisor to Made In Nature
COMPANY CONFIDENTIAL
Provided strategic advisory on corporate restructuring and takeover defence options for publicly-traded software infrastructure company
Acted as exclusive financial advisor to the company
Managed the strategic sale of OddPost to Yahoo!
Acted as exclusive financial advisor to OddPost
Advised on a strategic industry consolidation
Acted as exclusive financial advisor to FleetCor
Rendered a Fairness Opinion for the $120 million acquisition of Element 5 by Digital River
Acted as exclusive financial advisor to Digital River
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Advised on $17 million convertible debt exchange for Cygnus
Acted as exclusive financial advisor to the Palladin Group
Managed the strategic $12,5 million sale of Compendit to Inforte
Acted as exclusive financial advisor to Compendit
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Advised on the recapitalization by Parthenon Capital
Acted as exclusive financial advisor to Diversified Collection Services
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Simplus Systems, Inc.
has sold its intellectual property to
(NASDAQ: TGAL)
A NewCap Principal acted as exclusive financial and strategic advisor to Simplus Systems, Inc. and managed this transaction.
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Greenhouse International
Raised financing for Greenhouse International from Greenhouse Investment Partners
Acted as exclusive financial advisor to Greenhouse International LLC
Acted as lead manager on $100m NASDAQ IPO for Israeli-based semi design company
$25,000,000
Supercritical Systems, Inc.
has sold its business and technology to
A NewCap Principal acted as exclusive financial advisor to Supercritical Systems, Inc. and managed this transaction.
$30,200,000
has entered into an alliance for joint development of new lithography tools, including direct write systems, and has received a convertible loan from
(NASDAQ: ASML)
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has licensed certain technology from and entered into a joint venture with
(SWL: CH CLN)
A NewCap Principal acted as exclusive financial and strategic advisor to Rodel, Inc. and managed this transaction.
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Advised disk drive manufacturer on various strategic issues
$8,000,000
has licensed certain patents to
(NASDAQ: AMAT)
A Principal of NewCap acted as exclusive financial and strategic advisor to Tegal
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has acquired the technology and assets of
Solutions Technology, Inc.
A NewCap Principal acted as exclusive financial and strategic advisor to Rodel, Inc. and managed this transaction.
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$22,500,000
Semifab, Inc.
has sold its business and assets to
(NASDAQ: ASYT)
A NewCap Principal acted as exclusive financial and strategic advisor to Semifab, Inc. and managed this transaction.
$45,000,000
Ion Systems, Inc.
has received an investment in a change of control/buyout from
Thomas Weisel Capital Partners, L.P.
A NewCap Principal acted as exclusive financial and strategic advisor to Ion Systems, Inc. and managed this transaction.
Managed the strategic sale of Accounting Solutions to Monster.com
Acted as exclusive financial advisor to Accounting Solutions
NogaTech, Inc.
Co-led $42m NASDAQ IPO of fabless video compression/transmission semiconductor company
Raised $33m private equity placement for web-based supply chain software company
Managed the strategic sale of Edgar, Dunn & Company to AppNet
AppNet
Acted as exclusive financial advisor to Edgar, Dunn & Company
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$42,500,000
Noah Precision, Inc.
has sold its business and technology to
(NASDAQ: AEIS)
A NewCap Principal acted as exclusive financial and strategic advisor to Noah Precision, Inc. and managed this transaction.
Acted as co-manager on $188m secondary offering for secure email provider
Co-managed $85m secondary offering of B2B retail pricing supply chain software provider
Co-managed $119, follow-on offering for cell-phone display manufacturer
$6,900,000
has received growth capital from and issued Preferred A Stock to
A NewCap Principal acted as exclusive financial and strategic advisor to OnTrak Systems, Inc. and managed this transaction.
Managed the strategic sale of Friedman Corporation to Constellation Software
Acted as exclusive financial advisor to Friedman Corporation
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Managed the strategic sale of i33 Communications to AppNet
AppNet
Acted as exclusive financial advisor to i33 Communications
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has sold the assets and electron beam technology of its subsidiary RPC Industries, Inc. to
A NewCap Principal acted as exclusive financial advisor to Sumitomo Heavy Industries, Ltd. and managed this transaction.
Arranged $22 million of Senior debt facilities provided by FINOVA Capital Corporation
Acted as exclusive financial advisor to Rockford Corporation
Advised management on the execution of a leveraged buyout from parent company EG&G
Acted as exclusive financial advisor to Geometrics, Inc.
Managed the strategic sale of Discovery Toys to Avon
Acted as exclusive financial advisor to Discovery Toys
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Provided advisory services related to the company's subsequent acquisition by Tully's
Acted as exclusive financial advisor to Spinelli Coffee Company
$22,000,000
Semiconductor Systems, Inc.
has sold its business and assets to
(NASDAQ: FSII)
A NewCap Principal acted as exclusive financial and strategic advisor to Semiconductor Systems, Inc. and managed this transaction.
Managed the strategic sale of Marrakesh Express to Hormel Foods
Acted as exclusive financial advisor to Marrakesh Express
$24,000,000
(Japan: TSE)
has sold the business and assets of Stormex SA de CV, a Mexicali, Mexico disk substrate manufacturer, and certain assets of Computer Memory Disk Corp, to
Conner Peripherals, Inc.
(NASDAQ: CNR)
A NewCap Principal acted as exclusive financial and strategic advisor to Furukawa Electric Co., Ltd. and managed this transaction.
alamar Biosciences
(NASDAQ: ALMR)
has entered into a technology license with
(NYSE: BDX)
A NewCap Principal acted as exclusive financial and strategic advisor to alamar Biosciences and managed this transaction.
alamar Biosciences
(NASDAQ: ALMR)
has sold its technology and patents to
Accumed International, Inc.
(NASDAQ: ACMI)
$27,000,000
Applied Chemical Solutions, Inc.
has sold its business and patents to
(NASDAQ: FSII)
has sold its subsidiary, Continental Electronics Corporation, to
Tech-Sym Corporation
(NASDAQ: TSY)
A NewCap Principal acted as exclusive financial and strategic advisor to Varian Associates, Inc. and managed this transaction.
Provided a fairness opinion to the special committee of Protos for the interest of the minority shareholders
Acted as exclusive financial advisor to Protos Corporation
Advised World Oil regarding its Demenno/Kerdoon unit
Acted as exclusive financial advisor to World Oil Corporation
Let $8.5m venture round B investment in Linux server hardware company
Valuation advisory
Restructured equity between shareholders and Purdue Frederick
Acted as exclusive financial advisor to Calypte Biomedical Corporation
Developed buy-side target list, merger models and valuation opinions
Raised debt financing from FINOVA Capital Corporation
Acted as exclusive financial advisor to Bubba Gump Shrimp Co. Restaurants Inc.
Acted as special industry advisor to BNP Paribas regarding a syndication of Senior Debt of Houlihan's
Acted as financial advisor to BNP Paribas
Acted as special industry advisor to BNP Paribas regarding a syndication of Senior Debt of Hamburger Hamlet
Acted as financial advisor to BNP Paribas

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